SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Taylor Parent, LLC

(Last) (First) (Middle)
C/O CENTRE PARTNERS MANAGEMENT LLC
825 THIRD AVENUE, 40TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/02/2018
3. Issuer Name and Ticker or Trading Symbol
LIFETIME BRANDS, INC [ LCUT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.01, per share 5,593,116(1) D(2)(3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Taylor Parent, LLC

(Last) (First) (Middle)
C/O CENTRE PARTNERS MANAGEMENT LLC
825 THIRD AVENUE, 40TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
1. Name and Address of Reporting Person*
CP Taylor GP, LLC

(Last) (First) (Middle)
C/O CENTRE PARTNERS MANAGEMENT LLC
825 THIRD AVENUE, 40TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Centre Partners V, L.P.

(Last) (First) (Middle)
C/O CENTRE PARTNERS MANAGEMENT LLC
825 THIRD AVENUE, 40TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Centre Partners V LLC

(Last) (First) (Middle)
C/O CENTRE PARTNERS MANAGEMENT LLC
825 THIRD AVENUE, 40TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
1. Name and Address of Reporting Person*
JRJ V LP

(Last) (First) (Middle)
C/O CENTRE PARTNERS MANAGEMENT LLC
825 THIRD AVENUE, 40TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Harwich Road V LP

(Last) (First) (Middle)
C/O CENTRE PARTNERS MANAGEMENT LLC
825 THIRD AVENUE, 40TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
1. Name and Address of Reporting Person*
JRJ Inc.

(Last) (First) (Middle)
C/O CENTRE PARTNERS MANAGEMENT LLC
825 THIRD AVENUE, 40TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Harwich Road Inc.

(Last) (First) (Middle)
C/O CENTRE PARTNERS MANAGEMENT LLC
825 THIRD AVENUE, 40TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
1. Name and Address of Reporting Person*
POLLACK BRUCE G

(Last) (First) (Middle)
C/O CENTRE PARTNERS MANAGEMENT LLC
825 THIRD AVENUE, 40TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
1. Name and Address of Reporting Person*
JAFFE DAVID

(Last) (First) (Middle)
C/O CENTRE PARTNERS MANAGEMENT LLC
825 THIRD AVENUE, 40TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
Explanation of Responses:
1. Represents 5,593,116 shares of common stock of the Issuer directly held by Taylor Parent, LLC ("Taylor Parent").
2. CP Taylor GP, LLC ("CP Taylor") has the authority to appoint the board of directors of Taylor Parent. Centre Partners V, L.P. ("Centre Partners LP") is the sole member of CP Taylor. Centre Partners V LLC ("Centre Partners") is the general partner of Centre Partners LP. JRJ V LP ("JRJ LP") and Harwich Road V LP ("Harwich Road LP") are co-managers of Centre Partners. JRJ Inc. ("JRJ") is the general partner of JRJ LP. Harwich Road Inc. ("Harwich Road") is the general partner of Harwich Road LP. Bruce Pollack is the president of JRJ. David Jaffe is the president of Harwich Road. As such, each of the reporting persons may be deemed to beneficially own the shares of the Issuer owned directly by Taylor Parent. (con't in FN 3)
3. (con't from FN 2) Each reporting person disclaims beneficial ownership of such shares, and this report may not be deemed an admission either the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.
Taylor Parent, LLC, By: /s/ William Tomai, Treasurer 03/09/2018
CP Taylor GP, LLC, By: /s/ Michael Schnabel, Authorized Person 03/09/2018
Centre Partners V, L.P., By: Centre Partners V LLC, Its: General Partner, By: /s/ William Tomai, Authorized Person 03/09/2018
Centre Partners V LLC, By: /s/ William Tomai, Authorized Person 03/09/2018
JRJ V LP, By: JRJ Inc., Its: General Partner, By: /s/ Bruce G. Pollack, President 03/09/2018
Harwich Road V LP, By: Harwich Road Inc., Its: General Partner, By: /s/ David L. Jaffe, President 03/09/2018
JRJ Inc., By: /s/ Bruce G. Pollack, President 03/09/2018
Harwich Road Inc., By: /s/ David L. Jaffe, President 03/09/2018
/s/ Bruce G. Pollack 03/09/2018
/s/ David L. Jaffe 03/09/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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